We have numerous region-specific day-long meetings as well as our comprehensive 2.5+ day, 70+ workshop National Conference in the fall. NSCP faculty are experienced industry veterans who discuss practical implementation of compliance policies and procedures. Workshop topics are specific to investment advisers and broker-dealers, as well as hedge funds and investment companies. CLE, CFP and SRO credits, as well as ethics credits are available.
- June 07, 2014 Initial release